buystock.net
Glossary entry

American Depositary Receipt (ADR)

Also known as: ADRs · depositary receipt · ADR ratio

An ADR is a US-traded security representing shares of a non-US company, issued by a US depositary bank that holds the underlying foreign shares.

ADRs let US investors gain exposure to foreign companies through normal US brokerage accounts, US dollars and US settlement. A depositary bank (JPMorgan, BNY Mellon, Citi, Deutsche Bank) holds the underlying ordinary shares in the company's home market and issues ADRs representing a fixed ratio against those shares (1:1, 1:5, 5:1 are common).

There are three sponsored levels and one unsponsored category. Level III ADRs are full SEC-registered listings on NYSE or Nasdaq (e.g. Alibaba, Taiwan Semiconductor, Sony) with the highest disclosure burden. Level I and II ADRs trade OTC, with Level II requiring an exchange listing application but maintaining full SEC reporting. Unsponsored ADRs are issued without issuer involvement and trade Pink with limited disclosure.

ADR holders are exposed to currency risk against the underlying-share home currency, foreign withholding tax on dividends (typically partially recoverable via the US treaty), and depositary fees (a few cents per ADR per year, deducted from dividends). Brokers handle these mechanics transparently for sponsored ADRs.

See also

  • OTC TiersOTC tiers are the quality bands OTC Markets Group assigns to over-the-counter securities — OTCQX (highest), OTCQB, Pink Current, Pink Limited and Grey — reflecting disclosure and listing standards.
  • Pink SheetsThe Pink market — historically called the 'pink sheets' — is the OTC tier for issuers that do not meet the disclosure or financial standards of OTCQX or OTCQB.

Related lists